arXiv Open Access 2026

Toggling the Defiers to Relax Monotonicity: The Difference-in-Instrumental-Variables Estimand

Johann Caro-Burnett
Lihat Sumber

Abstrak

Standard instrumental variables (IV) methods identify a Local Average Treatment Effect under monotonicity, which rules out defiers. In many empirical environments, however, distinct instruments may induce heterogeneous and even opposing behavioral responses. This paper introduces the Difference-in-Instrumental-Variables (DIIV) estimand, which exploits two instruments with opposing compliance patterns to recover a point-identified and behaviorally interpretable causal effect without imposing monotonicity. The estimand yields a convex combination of the marginal treatment effects on compliers and defiers, with weights reflecting differential shifts in treatment take-up across instruments. When monotonicity holds, DIIV coincides with the standard IV estimand. The approach can be implemented using simple linear transformations and standard two-stage least squares procedures. Applications using replication data illustrate its applicability in practice.

Topik & Kata Kunci

Penulis (1)

J

Johann Caro-Burnett

Format Sitasi

Caro-Burnett, J. (2026). Toggling the Defiers to Relax Monotonicity: The Difference-in-Instrumental-Variables Estimand. https://arxiv.org/abs/2602.12504

Akses Cepat

Lihat di Sumber
Informasi Jurnal
Tahun Terbit
2026
Bahasa
en
Sumber Database
arXiv
Akses
Open Access ✓